Hercules Capital GC departs; redeems $289M in asset-backed notes

Hercules Capital, Inc.

Melanie Grace mutually agreed to separate as General Counsel, Secretary, Chief Compliance Officer, effective Sept 24, 2021.
Separation not due to any disagreement with the company on operations, policies, financial disclosures or legal matters.
Company to redeem all $115.4M of 4.605% notes due 2027 and $173.8M of 4.703% notes due 2028 (~$289.2M total).
Redemption expected to close on October 20, 2021; no Asset-Backed Notes will remain outstanding after.

item 5.02 item 8.01

Executive movements

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Departed

Melanie Grace

General Counsel, Secretary, and Chief Compliance Officer

HTGC · Hercules Capital, Inc.

Effective: 2021-09-24
Filed: September 24, 2021, 7:59 PM ET

On September 23, 2021, Hercules Capital, Inc. (together with its subsidiaries, the “Company”) and Melanie Grace mutually agreed that Ms. Grace would separate from the Company and end her tenure as General Counsel, Secretary, and Chief Compliance Officer effective September 24, 2021.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Melanie Grace departed as General Counsel, Secretary, and Chief Compliance Officer at Hercules Capital, Inc..

Action: separated
Role: General Counsel, Secretary, and Chief Compliance Officer

Exact text from the filing

On September 23, 2021, Hercules Capital, Inc. (together with its subsidiaries, the “Company”) and Melanie Grace mutually agreed that Ms. Grace would separate from the Company and end her tenure as General Counsel, Secretary, and Chief Compliance Officer effective September 24, 2021.

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Hercules Capital, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-21-282197

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