Bakkt appoints Chip Goodroe as Chief Accounting Officer; Alexander steps down from CAO role

Bakkt, Inc.

Chip Goodroe appointed VP & CAO effective Sept 12, 2022; most recently Senior Manager at Grant Thornton LLP.
Karen Alexander steps down as CAO but remains CFO; Goodroe will report to Alexander.
Goodroe receives $220k base salary and one-time RSU valued ~$70k, vesting over three years.
CFO Alexander granted 100k RSUs and PSUs (target 66,666) tied to net revenue and transacting accounts.

item 5.02 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Charles "Chip" Goodroe

Vice President, Chief Accounting Officer and Principal Accounting Officer

BKKT · Bakkt, Inc.

Effective: 2022-09-12
Filed: September 12, 2022, 7:59 PM ET

appointed Charles “Chip” Goodroe, 38, as Vice President, Chief Accounting Officer and Principal Accounting Officer of the Company, effective September 12, 2022.

Role change

Karen Alexander

Chief Financial Officer

BKKT · Bakkt, Inc.

Effective: 2022-09-12
Successor: Charles "Chip" Goodroe
Filed: September 12, 2022, 7:59 PM ET

Effective upon the appointment of Mr. Goodroe, Karen Alexander, the Company’s Chief Financial Officer, Principal Financial Officer, Chief Accounting Officer and Principal Accounting Officer, will step down as Chief Accounting Officer and Principal Accounting Officer.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Charles "Chip" Goodroe was appointed as Vice President, Chief Accounting Officer and Principal Accounting Officer at Bakkt, Inc..

Action: appointed
Role: Vice President, Chief Accounting Officer and Principal Accounting Officer

Exact text from the filing

appointed Charles “Chip” Goodroe, 38, as Vice President, Chief Accounting Officer and Principal Accounting Officer of the Company, effective September 12, 2022.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Karen Alexander changed role as Chief Financial Officer at Bakkt, Inc..

Action: stepped down as Chief Accounting Officer
Role: Chief Financial Officer

Exact text from the filing

Effective upon the appointment of Mr. Goodroe, Karen Alexander, the Company’s Chief Financial Officer, Principal Financial Officer, Chief Accounting Officer and Principal Accounting Officer, will step down as Chief Accounting Officer and Principal Accounting Officer.

View on SEC.gov

Bakkt, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-22-242987

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