Bakkt appoints Chip Goodroe as Chief Accounting Officer; corrects PSU grant details for CFO

Bakkt, Inc.

Chip Goodroe appointed VP, Chief Accounting Officer effective Sept 12, 2022; annual salary $220,000 and ~$70,000 RSU grant.
Karen Alexander steps down as Chief Accounting Officer, remains CFO; received 100,000 RSUs and PSUs (target 100,000, max 150,000).
PSUs vest over 3 years based on net revenue and transacting accounts performance for FY 2023-2025.
Amendment corrects typographical errors in original 8-K regarding PSU numbers for Alexander.

item 5.02

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Role change

Karen Alexander

Chief Financial Officer

BKKT · Bakkt, Inc.

Effective: 2022-09-12
Successor: Charles "Chip" Goodroe
Filed: October 13, 2022, 7:59 PM ET

Effective upon the appointment of Mr. Goodroe, Karen Alexander, the Company’s Chief Financial Officer, Principal Financial Officer, Chief Accounting Officer and Principal Accounting Officer, will step down as Chief Accounting Officer and Principal Accounting Officer.

Appointed

Charles "Chip" Goodroe

Chief Accounting Officer

BKKT · Bakkt, Inc.

Effective: 2022-09-12
Filed: October 13, 2022, 7:59 PM ET

The Company appointed Charles “Chip” Goodroe, 38, as Vice President, Chief Accounting Officer and Principal Accounting Officer of the Company, effective September 12, 2022.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Karen Alexander changed role as Chief Financial Officer at Bakkt, Inc..

Action: stepped down as Chief Accounting Officer
Role: Chief Financial Officer

Exact text from the filing

Effective upon the appointment of Mr. Goodroe, Karen Alexander, the Company’s Chief Financial Officer, Principal Financial Officer, Chief Accounting Officer and Principal Accounting Officer, will step down as Chief Accounting Officer and Principal Accounting Officer.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Charles "Chip" Goodroe was appointed as Chief Accounting Officer at Bakkt, Inc..

Action: appointed
Role: Chief Accounting Officer

Exact text from the filing

The Company appointed Charles “Chip” Goodroe, 38, as Vice President, Chief Accounting Officer and Principal Accounting Officer of the Company, effective September 12, 2022.

View on SEC.gov

Bakkt, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-22-261786

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