secwatch / observer
8-K filed October 31, 2022, 7:59 PM ET CIK 0001399249
M&A confidence high sentiment neutral materiality 0.85

Pzena Investment Management, Inc.: M&A transaction — Pzena Investment Management completes take-private; shareholders get $9.60/sh, delists from NYSE

Pzena Investment Management, Inc.

Key facts

Extracted from this filing and checked against the source text.

M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Pzena Investment Management, Inc. underwent a change of control involving PIM, LLC for $9.60 per share in cash (closed 2022-10-31).

Action
change of control
Counterparty
PIM, LLC
Consideration
$9.60 per share in cash
Closing
2022-10-31
Exact text from the filing
share of Class A common stock, par value $0.01 per share, of the Company (each, a “ Class A Share ”), other than certain excluded shares, was converted into the right to receive $9.60 in cash, without interest (the “ Merger Consideration ”), and (2) each issued and outstanding share of Class B common stock, par value $0.000001 per share, of the Company (each, a
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Pzena Investment Management, Inc. entered into Credit Agreement with the lenders party thereto, JPMorgan Chase Bank, N.A., as an administrative agent, JPM and Regions Bank as joint lead arrangers, the other guarantors party thereto valued at $200,000,000 (effective 2022-10-31).

Action
entry
Agreement
credit facility
Counterparty
the lenders party thereto, JPMorgan Chase Bank, N.A., as an administrative agent, JPM and Regions Bank as joint lead arrangers, the other guarantors party thereto
Value
$200,000,000
Effective
2022-10-31
Exact text from the filing
On October 31, 2022, PIM, LLC (the “ Borrower ”) and certain subsidiaries of the Borrower entered into a $200,000,000 credit agreement (the “ Credit Agreement ”) with the lenders party thereto, JPMorgan Chase Bank, N.A. (“ JPM ”), as an administrative agent, JPM and Regions Bank as joint lead arrangers, the other guarantors party thereto (together with Pzena, the “ Loan Parties ”).
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Source: SEC EDGAR
accession 0001193125-22-273962
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