Northern Star Investment Corp. III: Nasdaq/NYSE listing notice — NYSE to delist Northern Star Investment Corp. III warrants for abnormally low price; no appeal planned

Northern Star Investment Corp. III

NYSE Staff determined warrants are no longer suitable for listing due to 'abnormally low' price levels under Section 802.01D.
Notice received November 11, 2022; the company does not intend to appeal the delisting determination.
Trading in warrants (NSTC WS) suspended immediately; common stock (NSTC) and units (NSTC.U) continue trading on NYSE.
Warrants may trade on pink sheets or other markets after NYSE suspension.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Northern Star Investment Corp. III received a nyse delisting notice notice regarding other (rules 802.01D).

Exchange: nyse
Notice: delisting notice
Rules: 802.01D

Exact text from the filing

November 11, 2022, Northern Star Investment Corp. III (the “ Company”) received a written notice (the “ Notice”) from the staff of NYSE Regulation (the “ Staff” ) of the New York Stock Exchange (“ NYSE”) indicating that the Staff has determined that the Company’s warrants, each warrant exercisable for one share of Class A Common Stock of the Company (the “ Warrants” ), are no longer suitable for listing on the NYSE based on “abnormally low” price levels, pursuant to Section 802.01D of the NYSE Listed Company Manual. As a result, the Staff has determined to commence proceedings to delist the Wa

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Source: SEC EDGAR

accession 0001193125-22-283748

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