secwatch / observer
8-K filed April 3, 2023, 7:59 PM ET ticker FOA CIK 0001828937
M&A confidence high sentiment positive materiality 0.75

Finance of America Companies Inc. (FOA): M&A transaction — Finance of America closes AAG asset acquisition, raises $30M equity, promotes Fleming to CEO

Finance of America Companies Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Role change

Graham A. Fleming

Chief Executive Officer
FOA · Finance of America Companies Inc.
Effective
2023-04-05
Filed
April 3, 2023, 7:59 PM ET
appointed Graham A. Fleming, current President and interim Chief Executive Officer (CEO) of the Company, as Chief Executive Officer (principal executive officer), effective as of April 5, 2023.
Role change

Kristen Sieffert

President
FOA · Finance of America Companies Inc.
Filed
April 3, 2023, 7:59 PM ET
appointed Kristen Sieffert to serve as President of the Company.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Graham A. Fleming was appointed as Chief Executive Officer at Finance of America Companies Inc..

Action
appointed
Role
Chief Executive Officer
Exact text from the filing
appointed Graham A. Fleming, current President and interim Chief Executive Officer (CEO) of the Company, as Chief Executive Officer (principal executive officer), effective as of April 5, 2023.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.9

Kristen Sieffert was appointed as President at Finance of America Companies Inc..

Action
appointed
Role
President
Exact text from the filing
appointed Kristen Sieffert to serve as President of the Company.
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Finance of America Companies Inc. completed an acquisition involving American Advisors Group for $5.5 million in cash (closed 2023-03-31).

Action
acquisition
Counterparty
American Advisors Group
Consideration
$5.5 million in cash
Closing
2023-03-31
Exact text from the filing
parties to the AAG Transaction agreed, among other things, that (a) the amount of cash consideration payable by FAR to AAG under the Asset Purchase Agreement would be reduced to $5.5 million (from $10 million in the Original Asset Purchase Agreement) and in connection with such reduction, FAR would issue to AAG a promissory note with an aggregate principal amount of
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Finance of America Companies Inc. entered into Equity Matters Agreement with AAG valued at AAG joined and became a party to FOAEC LLC agreement, Exchange Agreement, and Registration Rights Ag (effective 2023-03-31).

Action
entry
Counterparty
AAG
Value
AAG joined and became a party to FOAEC LLC agreement, Exchange Agreement, and Registration Rights Ag
Effective
2023-03-31
Exact text from the filing
on the Closing Date, in connection with the consummation of the AAG Transaction, the Company and FOAEC entered into an Equity Matters Agreement (the “ Equity Matters Agreement ”) with AAG
View on SEC.gov

5 m&a transactions filed in the last 30 days. Browse all m&a transactions →

Finance of America Companies Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-088923
Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.