Goldman Sachs ETF Trust: Nasdaq/NYSE listing notice — Goldman Sachs ETF Trust receives Cboe delisting notice for GPAL due to insufficient beneficial holders

Goldman Sachs ETF Trust

Cboe staff notified Trust on April 5, 2023 that GPAL has fewer than 50 beneficial holders, violating continued listing standard.
Non-compliance observed on Jan 3, Jan 31, and Feb 28, 2023; Fund began trading Dec 15, 2021.
Trust must submit a compliance plan to Cboe; if accepted, a cure period of up to 180 days will be granted.
If Fund cannot demonstrate at least 50 beneficial holders by end of cure period, Cboe may delist GPAL.
Trust intends to respond promptly to address the deficiency.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Goldman Sachs ETF Trust received a other deficiency notice notice regarding other.

Notice: deficiency notice

Exact text from the filing

April 5, 2023, the compliance staff (the “Staff”) of Cboe BZX Exchange, Inc. (“Cboe”) provided written notice to Goldman Sachs ETF Trust (the “Trust”) that it is not in compliance with the continued listing standard set forth in Exchange Rule 14.11(l)(4)(B)(i)(c) of Cboe with respect to one of its series, the Goldman Sachs ActiveBeta ® Paris-Aligned Climate U.S. Large Cap Equity ETF (the “Fund”). Exchange Rule 14.11(l)(4)(B)(i)(c) requires that, in order to comply with Cboe continued listing standards, a listed company must maintain no fewer than 50 beneficial holders of series of ETF Shares f

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Source: SEC EDGAR

accession 0001193125-23-096079

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