Envirotech Vehicles, Inc. (EVTV): Nasdaq/NYSE listing notice — Envirotech Vehicles receives Nasdaq delisting notice for late 10-K; appoints new CFO

Envirotech Vehicles, Inc.

Nasdaq notified Envirotech on Apr 20, 2023, of non-compliance with Listing Rule 5250(c)(1) for failing to timely file Form 10-K for year ended Dec 31, 2022.
Company has 60 days to submit a plan to regain compliance; Nasdaq may grant up to 180 days from the original due date.
Douglas Campoli appointed CFO effective Apr 17, 2023; replaces interim CFO Susan Emry, who remains EVP.
Campoli receives $250,000 annual salary, $10,000 signing bonus, and 10,000 options vesting monthly over 36 months.
Franklin Lim appointed Controller, joining from Arcimoto alongside Campoli.

item 3.01 item 5.02 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Douglas M. Campoli

Chief Financial Officer

EVTV · Envirotech Vehicles, Inc.

Effective: 2023-04-17
Filed: April 21, 2023, 7:59 PM ET

Effective April 17, 2023, the board of directors of the Company, appointed Douglas M. Campoli to serve as Chief Financial Officer of the Company until his successor is duly elected, qualified and seated or until his earlier resignation or removal.

Departed (interim)

Susan Emry

Interim Chief Financial Officer

EVTV · Envirotech Vehicles, Inc.

Effective: 2023-04-17
Successor: Douglas M. Campoli
Filed: April 21, 2023, 7:59 PM ET

Mr. Campoli replaces Susan Emry, who has been serving as the Company’s Interim Chief Financial Officer since February 24, 2023.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Envirotech Vehicles, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 20, 2023, Envirotech Vehicles, Inc. (the “Company”) received a notification letter from the Nasdaq Stock Market, LLC stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) due to its failure to timely file its Annual Report on Form 10-K for the period ended December 31, 2022 (“Form 10-K”). The Company has 60 calendar days to submit to Nasdaq a plan to regain compliance with the Nasdaq Listing Rules. If Nasdaq accepts the Company’s plan, then Nasdaq may grant the Company up to 180 days from the prescribed due date for filing the Form 10-K to regain compliance.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Douglas M. Campoli was appointed as Chief Financial Officer at Envirotech Vehicles, Inc..

Action: appointed
Role: Chief Financial Officer

Exact text from the filing

Effective April 17, 2023, the board of directors of the Company, appointed Douglas M. Campoli to serve as Chief Financial Officer of the Company until his successor is duly elected, qualified and seated or until his earlier resignation or removal.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.9

Susan Emry departed as Interim Chief Financial Officer at Envirotech Vehicles, Inc..

Action: replaced
Role: Interim Chief Financial Officer

Exact text from the filing

Mr. Campoli replaces Susan Emry, who has been serving as the Company’s Interim Chief Financial Officer since February 24, 2023.

View on SEC.gov

20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Envirotech Vehicles, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-23-110747

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