Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
GLADSTONE INVESTMENT CORPORATION\DE incurred senior notes of $74,750,000 aggregate principal amount with UMB Bank, National Association, as trustee at 8.00% per year maturing August 1, 2028.
- Instrument
- senior notes
- Principal
- $74,750,000 aggregate principal amount
- Counterparty
- UMB Bank, National Association, as trustee
- Rate
- 8.00% per year
- Maturity
- August 1, 2028
- Event
- incurrence
Exact text from the filing
On May 31, 2023, in connection with a previously announced public offering, Gladstone Investment Corporation (the “Company”) and UMB Bank, National Association, as trustee (the “Trustee”), entered into a Fourth Supplemental Indenture (the “Fourth Supplemental Indenture”) to the Indenture, dated May 22, 2020, between the Company and the Trustee (together with the Fourth Supplemental Indenture, the “Indenture”). The Fourth Supplemental Indenture relates to the Company’s issuance, offer and sale of $ 74,750,000 aggregate principal amount of its 8.00% Notes due 2028 (the “Notes”). The Notes will mature on August 1, 2028, unless previously redeemed or repurchased in accordance with their terms. The interest rate of the Notes is 8.00% per year, and interest on the Notes will be paid on February 1, May 1, August 1 and November 1 of each year, beginning on August 1, 2023.
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Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
GLADSTONE INVESTMENT CORPORATION\DE entered into Fourth Supplemental Indenture with UMB Bank, National Association valued at $74,750,000 aggregate principal amount (effective 2023-05-31).
- Action
- entry
- Agreement
- notes offering
- Counterparty
- UMB Bank, National Association
- Value
- $74,750,000 aggregate principal amount
- Effective
- 2023-05-31
Exact text from the filing
On May 31, 2023, in connection with a previously announced public offering, Gladstone Investment Corporation (the “Company”) and UMB Bank, National Association, as trustee (the “Trustee”), entered into a Fourth Supplemental Indenture (the “Fourth Supplemental Indenture”) to the Indenture, dated May 22, 2020, between the Company and the Trustee (together with the Fourth Supplemental Indenture, the “Indenture”).
View on SEC.gov