secwatch / observer
8-K filed June 5, 2023, 7:59 PM ET CIK 0001724979
other material confidence high sentiment negative materiality 0.75

Rain Oncology Inc.: restructuring charge — Rain Oncology cuts 65% workforce, suspends Phase 2/1 trials, extends cash runway

Rain Oncology Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Joy Bruce

principal financial and accounting officer
Rain Oncology Inc.
Effective
2023-06-01
Filed
June 5, 2023, 7:59 PM ET
Joy Bruce, the Company’s Director of Accounting, assumed the role of the Company’s principal financial and accounting officer, effective as of such date.
Departed

Richard Bryce

Executive Vice President, Chief Medical Officer
Rain Oncology Inc.
Effective
2023-06-01
Successor
Robert Doebele
Filed
June 5, 2023, 7:59 PM ET
the Company and Dr. Richard Bryce agreed that he would transition from his role as the Company’s Executive Vice President, Chief Medical Officer to an advisory position with the Company, effective June 1, 2023.
Role change

Robert Doebele

Chief Medical Officer
Rain Oncology Inc.
Effective
2023-06-01
Filed
June 5, 2023, 7:59 PM ET
Dr. Robert Doebele, the Company’s Cofounder, President and Chief Scientific Officer, succeeded Dr. Bryce as the Company’s Chief Medical Officer as of such date.
Departed

Nelson Cabatuan

Senior Vice President, Finance and Operations
Rain Oncology Inc.
Effective
2023-06-01
Successor
Joy Bruce
Filed
June 5, 2023, 7:59 PM ET
the Company and Nelson Cabatuan agreed that he would transition from his role as the Company’s Senior Vice President, Finance and Operations to an advisory position with the Company, effective June 1, 2023.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Joy Bruce changed role as principal financial and accounting officer at Rain Oncology Inc..

Action
assumed the role
Role
principal financial and accounting officer
Exact text from the filing
Joy Bruce, the Company’s Director of Accounting, assumed the role of the Company’s principal financial and accounting officer, effective as of such date.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Richard Bryce changed role as Executive Vice President, Chief Medical Officer at Rain Oncology Inc..

Action
transitioned from role to advisory position
Role
Executive Vice President, Chief Medical Officer
Exact text from the filing
the Company and Dr. Richard Bryce agreed that he would transition from his role as the Company’s Executive Vice President, Chief Medical Officer to an advisory position with the Company, effective June 1, 2023.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Robert Doebele changed role as Chief Medical Officer at Rain Oncology Inc..

Action
succeeded as Chief Medical Officer
Role
Chief Medical Officer
Exact text from the filing
Dr. Robert Doebele, the Company’s Cofounder, President and Chief Scientific Officer, succeeded Dr. Bryce as the Company’s Chief Medical Officer as of such date.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Nelson Cabatuan changed role as Senior Vice President, Finance and Operations at Rain Oncology Inc..

Action
transitioned from role to advisory position
Role
Senior Vice President, Finance and Operations
Exact text from the filing
the Company and Nelson Cabatuan agreed that he would transition from his role as the Company’s Senior Vice President, Finance and Operations to an advisory position with the Company, effective June 1, 2023.
View on SEC.gov
Restructurings & Charges SEC 8-K Item 2.05/2.06 confidence 0.9

Rain Oncology Inc. announced a restructuring with charges of approximately $2.4 million to $2.6 million affecting the Company’s current workforce (approximately 65%).

Type
restructuring
Charge
approximately $2.4 million to $2.6 million
Affected area
the Company’s current workforce
Headcount
approximately 65%
Exact text from the filing
The Company estimates that it will incur approximately $2.4 million to $2.6 million in charges in connection with the Plan, almost all of which are cash expenditures related to employee transition, severance payments and employee benefits, and less than $0.1 million of which are charges related to non-cash stock-based compensation.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Rain Oncology Inc. shareholders approved Election of Class II Director Nominees at the 2023-05-31 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-05-31
Exact text from the filing
On Wednesday, May 31, 2023, the Company held its 2023 Annual Meeting of Stockholders
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Rain Oncology Inc. shareholders approved Ratification of Ernst & Young LLP as Independent Auditor at the 2023-05-31 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-05-31
Exact text from the filing
Proposal 2. Ratification of Ernst & Young LLP as Independent Auditor 22,115,471 6,387 6,453 0
View on SEC.gov

3 restructurings & charges filed in the last 30 days. Browse all restructurings & charges →

Source: SEC EDGAR
accession 0001193125-23-160744
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