secwatch / observer
8-K filed June 7, 2023, 7:59 PM ET ticker SF CIK 0000720672
other confidence high sentiment neutral materiality 0.15

Stifel shareholders approve all five proposals at 2023 annual meeting

STIFEL FINANCIAL CORP

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

STIFEL FINANCIAL CORP shareholders approved To approve the adoption of an Amendment to the Certificate of Incorporation at the 2023-06-07 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-06-07
Exact text from the filing
Proposal 4 – To approve the adoption of an Amendment to the Certificate of Incorporation: For Against Abstentions Broker Non-votes 79,217,708 12,094,711 356,440 7,819,079
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

STIFEL FINANCIAL CORP shareholders approved To approve, on an advisory basis, the frequency of future advisory votes on executive compensation at the 2023-06-07 meeting.

Proposal
say on pay frequency
Outcome
passed
Meeting
2023-06-07
Exact text from the filing
Proposal 3 – To approve, on an advisory basis, the frequency of future advisory votes on executive compensation: Every Year Every 2 Years Every 3 Years Abstentions Broker Non-votes 80,193,627 719,175 7,071,151 3,609,899 7,894,086
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

STIFEL FINANCIAL CORP shareholders approved Election of Directors at the 2023-06-07 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-06-07
Exact text from the filing
Proposal 1 – Election of Directors: The Company’s shareholders elected twelve directors to hold office until the 2024 annual meeting of shareholders or until their respective successors are elected and qualified or until their earlier death, resignation or removal. The following table shows the results of the shareholders’ votes: For Withhold Authority Abstentions Broker Non-votes Adam T. Berlew 90,296,717 1,372,142 — 7,819,079 Maryam Brown 91,458,327 210,532 — 7,819,079 Michael W. Brown 88,360,628 3,308,231 — 7,819,079 Lisa Carnoy 91,455,183 213,676 — 7,819,079 Robert E. Grady 86,517,418 5,151,441 — 7,819,079 James P. Kavanaugh 90,421,190 1,247,669 — 7,819,079 Ronald J. Kruszewski 88,002,560 3,666,299 — 7,819,079 Daniel J. Ludeman 90,700,266 968,593 — 7,819,079 Maura A. Markus 79,965,715 11,703,144 — 7,819,079 David A. Peacock 86,619,557 5,049,302 — 7,819,079 Thomas W. Weisel 90,590,990 1,077,869 — 7,819,079 Michael J. Zimmerman 90,535,708 1,133,151 — 7,819,079
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

STIFEL FINANCIAL CORP shareholders approved To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement at the 2023-06-07 meeting.

Proposal
say on pay
Outcome
passed
Meeting
2023-06-07
Exact text from the filing
Proposal 2 – To approve, on an advisory basis, the compensation of the named executive officers of the Company, as disclosed in the Proxy Statement: For Against Abstentions Broker Non-votes 90,406,506 993,881 268,472 7,819,079
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.95

STIFEL FINANCIAL CORP shareholders approved To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023 at the 2023-06-07 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-06-07
Exact text from the filing
Proposal 5 – To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023: For Against Abstentions Broker Non-votes 97,965,161 1,397,355 125,422 N/A
View on SEC.gov

547 shareholder votes filed in the last 30 days. Browse all shareholder votes →

STIFEL FINANCIAL CORP filing history →

Source: SEC EDGAR
accession 0001193125-23-162514
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