Nogin, Inc.: Nasdaq/NYSE listing notice — Nogin receives Nasdaq deficiency notice for MVPHS below $15M minimum

Nogin, Inc.

MVPHS below $15M for 30 consecutive business days as of July 10, 2023.
Company has 180 calendar days, until January 8, 2024, to regain compliance.
To comply, MVPHS must be at least $15M for 10 consecutive business days.
Deficiency notice does not currently affect listing or trading of securities.
Company will monitor MVPHS and consider options; no assurance of regaining compliance.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Nogin, Inc. received a nasdaq deficiency notice notice regarding market value (rules 5450(b)(2)(C)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: market value
Rules: 5450(b)(2)(C)

Exact text from the filing

July 10, 2023, Nogin, Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days prior to the date of the Letter, the Company’s Market Value of Publicly Held Shares (“MVPHS”) was below the $15 million minimum requirement for continued listing on the Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(2)(C) (the “Listing Rule”). The Letter is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing

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Source: SEC EDGAR

accession 0001193125-23-187341

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