secwatch / observer
8-K filed November 15, 2023, 6:59 PM ET ticker MAIA CIK 0001878313
other material confidence high sentiment negative materiality 0.75

MAIA terminates ATM facility, faces NYSE delisting notice; CFO and CMO fired

MAIA Biotechnology, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Joseph McGuire

Chief Financial Officer
MAIA · MAIA Biotechnology, Inc.
Effective
2023-11-10
Successor
Jeffrey Himmelreich
Filed
November 15, 2023, 6:59 PM ET
On November 10, 2023, Joseph McGuire and Dr. Mihail Obrocea were terminated from their positions as Chief Financial Officer (and principal financial and accounting officer) and Chief Medical Officer, respectively, of the Company, effective immediately, as part of the Company’s effort to streamline operations.
Departed

Dr. Mihail Obrocea

Chief Medical Officer
MAIA · MAIA Biotechnology, Inc.
Effective
2023-11-10
Filed
November 15, 2023, 6:59 PM ET
On November 10, 2023, Joseph McGuire and Dr. Mihail Obrocea were terminated from their positions as Chief Financial Officer (and principal financial and accounting officer) and Chief Medical Officer, respectively, of the Company, effective immediately, as part of the Company’s effort to streamline operations.
Appointed

Jeffrey Himmelreich

Head of Finance
MAIA · MAIA Biotechnology, Inc.
Effective
2023-11-10
Filed
November 15, 2023, 6:59 PM ET
On the same date, the Company appointed Jeffrey Himmelreich as its Head of Finance and principal financial and accounting officer.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Joseph McGuire was terminated as Chief Financial Officer at MAIA Biotechnology, Inc..

Action
terminated
Role
Chief Financial Officer
Exact text from the filing
On November 10, 2023, Joseph McGuire and Dr. Mihail Obrocea were terminated from their positions as Chief Financial Officer (and principal financial and accounting officer) and Chief Medical Officer, respectively, of the Company, effective immediately, as part of the Company’s effort to streamline operations.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Dr. Mihail Obrocea was terminated as Chief Medical Officer at MAIA Biotechnology, Inc..

Action
terminated
Role
Chief Medical Officer
Exact text from the filing
On November 10, 2023, Joseph McGuire and Dr. Mihail Obrocea were terminated from their positions as Chief Financial Officer (and principal financial and accounting officer) and Chief Medical Officer, respectively, of the Company, effective immediately, as part of the Company’s effort to streamline operations.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Jeffrey Himmelreich was appointed as Head of Finance at MAIA Biotechnology, Inc..

Action
appointed
Role
Head of Finance
Exact text from the filing
On the same date, the Company appointed Jeffrey Himmelreich as its Head of Finance and principal financial and accounting officer.
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

MAIA Biotechnology, Inc. terminated Sales Agreement with ThinkEquity LLC valued at upsize total offering amount of up to $7,000,000; gross proceeds of $1,667,084.40 from sale of 758,3 (effective 2023-11-15).

Action
termination
Agreement
atm program
Counterparty
ThinkEquity LLC
Value
upsize total offering amount of up to $7,000,000; gross proceeds of $1,667,084.40 from sale of 758,3
Effective
2023-11-15
Exact text from the filing
On November 15, 2023, MAIA Biotechnology, Inc. (the “Company”) suspended sales of its common stock, par value $0.0001 per share (“Common Stock”), pursuant to that certain Sales Agreement, dated as of September 1, 2023 (the “Sales Agreement”), between the Company and ThinkEquity LLC (the “Agent”), the Company’s sales agent thereunder, and provided notice to the Agent that it is terminating the Sales Agreement, which termination will be effective 10 days after November 15, 2023, in accordance with the terms of the Sales Agreement.
View on SEC.gov

121 material agreements filed in the last 30 days. Browse all material agreements →

MAIA Biotechnology, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-277564
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