View, Inc.: Nasdaq/NYSE listing notice — View receives Nasdaq delisting notice for low public float; appoints new director and interim CFO

View, Inc.

Nasdaq notified View that market value of publicly held shares fell below $5M for 30 consecutive days; 180-day grace period until Aug 21, 2024.
To regain compliance, market value must close at $5M+ for 10 consecutive trading days during the grace period.
Appointed Patrick J. Bartels, Jr. as director effective Feb 21, 2024; receives $50k/month fee (min $200k aggregate).
Appointed Thomas H. King as Interim CFO effective Feb 21, 2024; King was CFO at American Virtual Cloud Technologies and other firms.

item 3.01 item 5.02

Executive movements

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Appointed (interim)

Thomas H. King

Interim Chief Financial Officer

View, Inc.

Effective: 2024-02-21
Filed: February 27, 2024, 6:59 PM ET

On February 21, 2024, the Board appointed Thomas H. King to serve as Interim Chief Financial Officer, effective immediately.

Appointed

Patrick J. Bartels, Jr.

director

View, Inc.

Effective: 2024-02-21
Filed: February 27, 2024, 6:59 PM ET

On February 21, 2024, the Board of Directors of View (the “Board”) appointed Patrick J. Bartels, Jr. to serve as a director of the Company, effective immediately

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

View, Inc. received a nasdaq noncompliance notice notice regarding market value (rules 5450(b)(1)(C)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: market value
Rules: 5450(b)(1)(C)

Exact text from the filing

February 23, 2024, View, Inc. (the “Company” or “View”) received a letter (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, based on the Company’s market value of publicly held shares for the last 30 consecutive business days, the Company no longer meets the requirement to maintain a minimum market value of publicly held shares of $5,000,000, as set forth in Nasdaq Listing Rule 5450(b)(1)(C) (the “Listing Rule”). The Notice provides View with a grace period of 180 calendar days, or until August 21, 2024, to regain compliance with the Listing Rule. If at any time durin

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Thomas H. King was appointed as Interim Chief Financial Officer at View, Inc..

Action: appointed
Role: Interim Chief Financial Officer

Exact text from the filing

On February 21, 2024, the Board appointed Thomas H. King to serve as Interim Chief Financial Officer, effective immediately.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Patrick J. Bartels, Jr. was appointed as director at View, Inc..

Action: appointed
Role: director

Exact text from the filing

On February 21, 2024, the Board of Directors of View (the “Board”) appointed Patrick J. Bartels, Jr. to serve as a director of the Company, effective immediately

View on SEC.gov

6 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001193125-24-047940

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