Extracted from this filing and checked against the source text.
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Lumentum Holdings Inc. issued approximately 5.7 million shares of common stock to holders of 0.50% Convertible Senior Notes due 2026 and 1.50% Convertible Senior Notes due 2029 for approximately $264.8 million principal amount of the 2026 Notes and approximately $209.8 million principal amount of the 2029 Notes.
- Security
- common stock
- Shares
- approximately 5.7 million shares
- Purchaser
- holders of 0.50% Convertible Senior Notes due 2026 and 1.50% Convertible Senior Notes due 2029
- Consideration
- approximately $264.8 million principal amount of the 2026 Notes and approximately $209.8 million principal amount of the 2029 Notes
Exact text from the filing
On April 7, 2026, Lumentum Holdings Inc. (the “Company”) entered into separate privately-negotiated exchange agreements (the “Exchange Agreements”) with certain holders of its outstanding 0.50% Convertible Senior Notes due 2026 (the “2026 Notes”) and 1.50% Convertible Senior Notes due 2029 (the “2029 Notes” and, together with the 2026 Notes, collectively, the “Notes”), pursuant to which the Company will deliver an aggregate of approximately 5.7 million shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”) in exchange for approximately $264.8 million principal amount of the 2026 Notes, approximately $209.8 million principal amount of the 2029 Notes (the “Exchange Transactions”) and related conversion value in excess of principal amounts thereof.
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