OLENOX INDUSTRIES INC. (OLOX): Nasdaq/NYSE listing notice — Safe & Green appoints Shafron Hawkins to board, regains Nasdaq compliance after director gap

OLENOX INDUSTRIES INC.

Director Joseph Safina resigned effective Dec 20, causing temporary non-compliance with Nasdaq independence rules.
Safe & Green appointed Shafron E. Hawkins to Board and Audit/Comp Committees on Dec 22, restoring compliance.
Hawkins brings experience as President of Opportunity Funds Association and former Senate tax/trade counsel.
Hawkins will receive $80K annual fee and $80K RSU grant (vesting one year) for board service.

item 3.01 item 5.02 item 8.01 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Joseph Safina

Director

OLOX · OLENOX INDUSTRIES INC.

Successor: Shafron E. Hawkins
Filed: December 23, 2022, 6:59 PM ET

The information regarding Mr. Safina's resignation contained in Item 3.01 is incorporated herein by reference.

Appointed

Shafron E. Hawkins

Director

OLOX · OLENOX INDUSTRIES INC.

Effective: 2022-12-22
Filed: December 23, 2022, 6:59 PM ET

On December 22, 2022, the Board appointed Shafron E. Hawkins to serve as a director of the Company.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

OLENOX INDUSTRIES INC. received a nasdaq compliance regained notice regarding audit committee (rules 5605(b)(1), 5605(c)(2)(A)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: audit committee
Rules: 5605(b)(1), 5605(c)(2)(A)

Exact text from the filing

of the Company and also served as a member of the Audit Committee and Compensation Committee of the Board. After giving effect to Mr. Safina’s resignation, on December 20, 2022 the Company’s Board of Directors no longer had a majority of independent directors as required by NASDAQ Marketplace Rule 5605(b)(1) and the audit committee of the Board no longer had three members as required by NASDAQ Marketplace Rule 5605(c)(2)(A). The Company informed NASDAQ of the foregoing on December 21, 2022. On December 22, 2022, with the appointment of Shafron E. Hawkins to the Board and to the Audit Committe

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Joseph Safina resigned as Director at OLENOX INDUSTRIES INC..

Action: resigned
Role: Director

Exact text from the filing

The information regarding Mr. Safina's resignation contained in Item 3.01 is incorporated herein by reference.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Shafron E. Hawkins was appointed as Director at OLENOX INDUSTRIES INC..

Action: appointed
Role: Director

Exact text from the filing

On December 22, 2022, the Board appointed Shafron E. Hawkins to serve as a director of the Company.

View on SEC.gov

20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

OLENOX INDUSTRIES INC. filing history →

Source: SEC EDGAR

accession 0001213900-22-082507

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.