FTAC Athena Acquisition Corp.: Nasdaq/NYSE listing notice — FTAC Athena receives Nasdaq deficiency notice for failure to hold 2022 annual meeting

FTAC Athena Acquisition Corp.

Nasdaq notified FTAC Athena on Jan 11, 2023 of non-compliance with Listing Rule 5620(a) due to missing annual meeting for FY 2022.
Company has until Feb 27, 2023 to submit a plan to regain compliance.
Notice is a deficiency notification only; no immediate effect on listing or trading of FTAA, FTAAU, or FTAAW.
Company plans to hold a shareholder meeting in Feb 2023 to amend charter and serve as the annual meeting.
Preliminary proxy for that meeting was filed Jan 9, 2023.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FTAC Athena Acquisition Corp. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 11, 2023, FTAC Athena Acquisition Corp. (the “Company”) received written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5620(a) (the “Listing Rule”), due to the Company’s failure to hold an annual meeting of shareholders for the fiscal year ended December 31, 2022. The Notice is only a notification of deficiency, not of imminent delisting, and has no current effect on the listing or trading of the Company’s securities on the Nasdaq Capital Market. The No

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001213900-23-002834

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.