Northern Star Investment Corp. IV: Nasdaq/NYSE listing notice — Northern Star IV gets NYSE non-compliance notice after audit committee drops below three members

Northern Star Investment Corp. IV

Director Emily White resigned on Aug 14, 2023; audit committee fell below NYSE's minimum three independent directors.
NYSE issued non-compliance notice on Aug 17, 2023 for violation of Section 303A.07(a) (audit committee composition).
Company intends to appoint a new independent director qualified for audit committee 'as soon as practicable'.
Prior to resignation, audit committee had exactly three independent directors, the minimum required.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Northern Star Investment Corp. IV received a nyse noncompliance notice notice regarding audit committee (rules 303A.07(a)).

Exchange: nyse
Notice: noncompliance notice
Deficiency: audit committee
Rules: 303A.07(a)

Exact text from the filing

August 17, 2023, the Company received an official notice of non-compliance from the NYSE (the “NYSE Notice”). The NYSE Notice stated that the Company will need to correct the non-compliance as promptly as practicable. It is the intention of the Board to appoint a new independent director, as soon as practicable, who is duly qualified for service on the audit committee and other committees of the Board. 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized

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Source: SEC EDGAR

accession 0001213900-23-069019

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