Oxford Square Capital shareholders elect Novak and Royce as directors, ratify PwC as auditor

Oxford Square Capital Corp.

Steven P. Novak elected with 13,819,734 votes for; 3,780,252 withheld; 20,458,846 broker non-votes.
Charles M. Royce elected with 15,300,082 votes for; 2,299,903 withheld; 20,458,846 broker non-votes.
Ratification of PricewaterhouseCoopers as auditor for FY2023: 35,743,694 for, 1,891,382 against, 423,756 abstain.
Annual Meeting held August 25, 2023; record date June 30, 2023; 56,395,751 shares entitled to vote.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Oxford Square Capital Corp. shareholders approved Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-08-25 meeting.

Proposal: auditor ratification
Outcome: passed
Meeting: 2023-08-25

Exact text from the filing

Stockholders ratified the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 based on the following votes: For Against Abstain Broker Non-Votes 35,743,694 1,891,382 423,756 -

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Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Oxford Square Capital Corp. shareholders approved Election of two nominees for director to serve for three-year terms at the 2023-08-25 meeting.

Proposal: director election
Outcome: passed
Meeting: 2023-08-25

Exact text from the filing

Stockholders elected two nominees for director, who will each serve for a three-year term to expire at the 2026 Annual Meeting of Stockholders based on the following votes: Name For Withheld Broker Non- Votes Steven P. Novak 13,819,734 3,780,252 20,458,846 Charles M. Royce 15,300,082 2,299,903 20,458,846

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Oxford Square Capital Corp. filing history →

Source: SEC EDGAR

accession 0001213900-23-071221

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