Wheeler regains compliance with Nasdaq minimum bid price requirement

Wheeler Real Estate Investment Trust, Inc.

Received notification letter from Nasdaq on September 1, 2023 confirming compliance.
Closing bid price of common stock was at least $1.00 per share for the required period.
Minimum bid price deficiency matter previously disclosed on June 28, 2023 is now closed.
Board also adopted a new Code of Business Conduct and Ethics, superseding prior codes.
No waiver of any prior code provisions occurred with the adoption.

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Wheeler Real Estate Investment Trust, Inc.: Adopted a new Code of Business Conduct and Ethics superseding prior codes (effective 2023-08-31).

Change: code of ethics
Effective: 2023-08-31

Exact text from the filing

On August 31, 2023, the Board of Directors (the " Board ") of Wheeler Real Estate Investment Trust, Inc. (the " Company ") approved and adopted a new Code of Business Conduct and Ethics that applies to all officers, directors and employees of the Company and constitutes a "code of ethics" as such term is defined in Item 406(b) of Regulation S-K (the " Code of Ethics ").

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Wheeler Real Estate Investment Trust, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-23-073225

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