ConvexityShares Trust: Nasdaq/NYSE listing notice — ConvexityShares ETFs SPKY and SPKX receive delisting notice from NYSE Arca, granted 6-month cure period

ConvexityShares Trust

NYSE Regulation notified ConvexityShares Trust on Aug 25, 2023 that SPKY and SPKX failed continued listing requirement for market value.
Each fund must demonstrate at least $1,000,000 aggregate market value for 30 consecutive trading days to regain compliance.
A six-month cure period was granted on September 8, 2023; failure may result in delisting.
During the cure period, a 'below compliance' indicator will be attached to each fund's ticker.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ConvexityShares Trust received a nyse noncompliance notice notice regarding market value.

Exchange: nyse
Notice: noncompliance notice
Deficiency: market value

Exact text from the filing

August 25, 2023, Teucrium Trading LLC (“Teucrium”), sponsor of ConvexityShares Trust (the “Trust”) and its series, ConvexityShares Daily 1.5x SPIKES Futures ETF and ConvexityShares 1x SPIKES Futures ETF (each a “Fund” and together, the “Funds”), received a notice (the “Notice”) from NYSE Regulation indicating that each Fund was found to be non-compliant with the continued listing requirements for Trust Issued Receipts listed on NYSE Arca Inc. (the “Exchange”). Specifically, NYSE Regulation found the Funds to be out of compliance with Rule 8.200-E(d)(2)(C), which requires each Fund to have an a

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Source: SEC EDGAR

accession 0001213900-23-076689

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