secwatch / observer
8-K filed November 21, 2023, 6:59 PM ET CIK 0001826671
other material confidence high sentiment negative materiality 0.95

Near Intelligence, Inc.: Nasdaq/NYSE listing notice — Near Intelligence triggers $17M debenture default, Nasdaq non-compliance; CFO fired for cause

Near Intelligence, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

John Faieta

Chief Financial Officer
Near Intelligence, Inc.
Effective
2023-11-20
Filed
November 21, 2023, 6:59 PM ET
Mr. John Faieta , who has been serving as the Company’s interim Chief Financial Officer while Mr. Agarwal was on administrative leave , will become the Company’s new Chief Financial Officer effective immediately.
Departed

Rahul Agarwal

Chief Financial Officer
Near Intelligence, Inc.
Effective
2023-11-20
Successor
John Faieta
Filed
November 21, 2023, 6:59 PM ET
terminated the employment of Rahul Agarwal, the Company’s Chief Financial Officer, effective immediately

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Near Intelligence, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
late filing
Rules
5250(c)(1)
Exact text from the filing
November 16, 2023, the Company received a written notice (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with Nasdaq’s Listing Rule 5250(c)(1) because the Company did not timely file its Quarterly Report. Under Nasdaq rules, the Company now has 60 calendar days (until January 14, 2024) to submit a plan to regain compliance. If Nasdaq accepts the Company’s plan, Nasdaq can grant an exception of up to 180 calendar days from the Quarterly Report’s original due date, which 180-day period would end on May 13, 2024, to regain compliance. T
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John Faieta was appointed as Chief Financial Officer at Near Intelligence, Inc..

Action
appointed
Role
Chief Financial Officer
Exact text from the filing
Mr. John Faieta , who has been serving as the Company’s interim Chief Financial Officer while Mr. Agarwal was on administrative leave , will become the Company’s new Chief Financial Officer effective immediately.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Rahul Agarwal was terminated as Chief Financial Officer at Near Intelligence, Inc..

Action
terminated
Role
Chief Financial Officer
Exact text from the filing
terminated the employment of Rahul Agarwal, the Company’s Chief Financial Officer, effective immediately
View on SEC.gov

6 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Source: SEC EDGAR
accession 0001213900-23-088957
Machine-readable: JSON · Markdown · Plain text

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