AMAZE HOLDINGS, INC. (AMZE): Nasdaq/NYSE listing notice — Fresh Vine Wine receives NYSE American noncompliance notice; plan period to March 2025

AMAZE HOLDINGS, INC.

NYSE American accepted compliance plan for $4M equity rule but flagged new noncompliance with $2M equity rule.
Stockholders' equity fell to $1.1M as of Sept 30, 2023, below the $2M minimum.
Company has until March 8, 2025 to regain compliance or face delisting proceedings.
Stock continues trading on NYSE American with .BC indicator for noncompliant issuers.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

AMAZE HOLDINGS, INC. received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(ii), 1003(a)(i)).

Exchange: nyse american
Notice: extension granted
Deficiency: stockholders equity
Rules: 1003(a)(ii), 1003(a)(i)

Exact text from the filing

November 21, 2023, Fresh Vine Wine Inc. (NYSE American: VINE) (the “Company”) received notification (the “Acceptance Letter”) from NYSE American LLC (“NYSE American”) that the Company’s plan to regain compliance with NYSE American’s listing standards was accepted. As previously disclosed, on September 8, 2023, the Company received notice from NYSE American stating that the Company was not in compliance with the $4.0 million stockholders’ equity requirement of Section 1003(a)(ii) of the NYSE American Company Guide (the “Company Guide”). That section applies if a listed company has stockholders’

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20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

AMAZE HOLDINGS, INC. filing history →

Source: SEC EDGAR

accession 0001213900-23-090239

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