Nogin, Inc.: Nasdaq/NYSE listing notice — Nogin receives Nasdaq delisting notice; stock and warrants suspended Dec 22

Nogin, Inc.

Filed Chapter 11 bankruptcy on Dec 5, 2023 in Delaware.
Nasdaq notified on Dec 13, 2023 that stock will be delisted per Listing Rules 5101, 5110(b), IM-5101-1.
Trading suspended at opening on Dec 22, 2023; company will not appeal.
Restructuring unlikely to yield distribution to common stockholders; stock and warrants likely worthless.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Nogin, Inc. received a nasdaq delisting notice notice regarding other (rules 5101, 5110(b), IM-5101-1).

Exchange: nasdaq
Notice: delisting notice
Rules: 5101, 5110(b), IM-5101-1

Exact text from the filing

December 13, 2023, the Company received written notice from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, as a result of the Chapter 11 Cases and in accordance with Nasdaq Listing Rules 5101, 5110(b) and IM-5101-1, Nasdaq had determined that the Company’s common stock will be delisted from Nasdaq. The Company does not intend to appeal this determination. On July 10, 2023, Nasdaq notified the Company that the market value of publicly held shares of its common stock had closed below $15,000,000 for 30 consecutive trading days, and the

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Source: SEC EDGAR

accession 0001213900-23-096686

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