Northern Star Investment Corp. III: Nasdaq/NYSE listing notice — NYSE affirms delisting of Northern Star Investment Corp. III; shares to remain on OTC

Northern Star Investment Corp. III

NYSE Committee affirmed delisting decision on Dec 20; shares suspended since Sept 7, 2023.
NYSE filed Form 25 on Dec 21; delisting effective 10 days later; shares continue OTC.
Company intends to seek listing on Nasdaq prior to or in connection with a business combination.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Northern Star Investment Corp. III received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

September 6, 2023, the staff of NYSE Regulation (the “Staff”), on behalf of the New York Stock Exchange (“NYSE”), commenced proceedings to delist the Company’s Class A common stock, par value $0.0001 per share (“Class A Common Stock”), and units, each consisting of one share of Class A Common Stock and one-sixth of one redeemable warrant (the “Units”), each whole warrant exercisable for one share of Class A Common Stock of the Company (the “Warrants”), from the NYSE pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing

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Source: SEC EDGAR

accession 0001213900-23-098644

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