FOXO TECHNOLOGIES INC. (FOXO): Nasdaq/NYSE listing notice — FOXO appoints Francis Colt deWolf to board; NYSE flags audit committee noncompliance

FOXO TECHNOLOGIES INC.

Received NYSE American notice on Jan 19, 2024 for noncompliance with audit committee independence requirements.
Appointed Francis Colt deWolf III to board effective Jan 23, 2024; will serve on audit, compensation, and nominating committees.
deWolf has over 20 years in financial services, currently President of Colt Capital LLC; agreement includes $5,000 director fee.
Company believes deWolf's appointment resolves audit committee composition issue; has until next annual meeting or one year to cure.

item 3.01 item 5.02 item 7.01 item 9.01

Executive movements

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Appointed

Francis Colt deWolf III

Director

FOXO · FOXO TECHNOLOGIES INC.

Effective: 2024-01-23
Filed: January 25, 2024, 6:59 PM ET

appointed Francis Colt deWolf III to the Board to serve as a director of the Company, effective immediately.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

FOXO TECHNOLOGIES INC. received a nyse_american deficiency notice notice regarding audit committee.

Exchange: nyse american
Notice: deficiency notice
Deficiency: audit committee

Exact text from the filing

January 19, 2024, FOXO Technologies Inc., a Delaware corporation(the “ Company ”), received an official notice of noncompliance (the “ NYSE American Notice ”) from NYSE Regulation (“ NYSE ”) stating that the Company is noncompliant with Sections 803B(2)(c) and 803B(2)(a)(iii) of the Company Guide since its audit committee is not comprised of two independent members and does not have at least one member of the audit committee who is financially sophisticated. According to Section 803(B)(6)(b) of the Company Guide, the Company will have until the earlier of its next annual meeting or one year fr

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Francis Colt deWolf III was appointed as Director at FOXO TECHNOLOGIES INC..

Action: appointed
Role: Director

Exact text from the filing

appointed Francis Colt deWolf III to the Board to serve as a director of the Company, effective immediately.

View on SEC.gov

20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

FOXO TECHNOLOGIES INC. filing history →

Source: SEC EDGAR

accession 0001213900-24-006550

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