Applied UV files 8-K/A detailing warrant price adjustment provision

Applied UV, Inc.

Warrants issued for up to 518,065 common shares at $16.00, 5-year term from April 1, 2024.
Company must obtain majority shareholder approval within 20 days for warrant adjustment terms.
Upon approval, exercise price reduces to lower of then-price and $0.78; warrant share count increases.
Amendment adds detail to original 8-K filed April 1, 2024 regarding private placement warrants.

item 1.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Applied UV, Inc. entered into a equity purchase with the purchasers in the public offering (effective 2024-04-01).

Action: entry
Agreement: equity purchase
Counterparty: the purchasers in the public offering
Effective: 2024-04-01

Exact text from the filing

On April 1, 2024, Applied UV, Inc., a Nevada corporation (the “Company”), issued to the purchasers in the public offering unregistered warrants (the “Warrants”) to purchase up to an aggregate of 518,065 shares (the “Warrant Shares”) of common stock, par value $0.0001 per share, of the Company (“Common Stock”) at an exercise price of $16.00 per share, subject to adjustment for reverse stock splits, recapitalizations and reorganizations.

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Source: SEC EDGAR

accession 0001213900-24-030790

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