Thunder Bridge Capital Partners IV, Inc.: Nasdaq/NYSE listing notice — Thunder Bridge Capital Partners IV regains compliance with Nasdaq total stockholders rule

Thunder Bridge Capital Partners IV, Inc.

Received Nasdaq Staff letter on April 26, 2024 confirming compliance with minimum 400 total holders requirement.
Previously disclosed non-compliance on October 24, 2023; submitted a plan to regain compliance on December 8, 2023.
Nasdaq granted extension to April 22, 2024; company submitted required documentation on April 17, 2024.
Nasdaq determined compliance and declared the matter closed.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Thunder Bridge Capital Partners IV, Inc. received a nasdaq deficiency notice notice regarding other (rules 5450(a)(2), 5810(b)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5450(a)(2), 5810(b)

Exact text from the filing

had no immediate effect on the listing of the Company’s securities, and its securities continued to trade on the Nasdaq Global Market. On October 26, 2023, the Company filed a Current Report on Form 8-K to disclose its receipt of the Total Stockholders Notice in accordance with Nasdaq Listing Rule 5810(b). On December 8, 2023, the Company submitted its plan to meet the requirements under the Total Stockholders Rule. On December 13, 2023, the Company received a letter from the Nasdaq Staff granting it until April 22, 2024 to file documentation with the Nasdaq Staff from its transfer agent, or

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Source: SEC EDGAR

accession 0001213900-24-038587

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