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8-K filed October 6, 2025, 7:59 PM ET ticker CAPS CIK 0000887151
other material confidence high sentiment positive materiality 0.65

Capstone exchanges $1.9M related-party debt for non-convertible preferred stock; no dilution

Capstone Holding Corp.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.99

Capstone Holding Corp. issued 825,067 Series Z Preferred shares of preferred stock to Brookstone Partners Acquisition XXI Corporation for exchange of note in the combined principal and interest amount of $1,089,222.22.

Security
preferred stock
Shares
825,067 Series Z Preferred shares
Purchaser
Brookstone Partners Acquisition XXI Corporation
Consideration
exchange of note in the combined principal and interest amount of $1,089,222.22
Exact text from the filing
Brookstone entity, Brookstone Partners Acquisition XXI Corporation (“Brookstone Acquisition”), held a note from the Company in the combined principal and interest amount of $1,089,222.22. Both notes had a maturity date of June 30, 2026. On September 30, 2025, following approval by the Audit Committee of the Board, the Company and each of BP Peptides and
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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.99

Capstone Holding Corp. issued 642,276 Series Z Preferred shares of preferred stock to BP Peptides, LLC for exchange of note in the combined principal and interest amount of $847,919.95.

Security
preferred stock
Shares
642,276 Series Z Preferred shares
Purchaser
BP Peptides, LLC
Consideration
exchange of note in the combined principal and interest amount of $847,919.95
Exact text from the filing
In addition, as of September 30, 2025, one Brookstone entity, BP Peptides, LLC (“BP Peptides”), held a note from the Company in the combined principal and interest amount of $847,919.95. As of September 30, 2025, another Brookstone entity, Brookstone Partners Acquisition XXI Corporation (“Brookstone Acquisition”), held a note from the Company in the combined
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Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.95

Capstone Holding Corp.: Certificate of Designation for Series Z Preferred shares filed, constituting an amendment to the articles of incorporation (effective 2025-10-06).

Change
charter amendment
Effective
2025-10-06
Exact text from the filing
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The applicable disclosures set forth in Item 1.01 above regarding the Certificate of Designation are incorporated by reference into this Item 5.03.
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Capstone Holding Corp. filing history →

Source: SEC EDGAR
accession 0001213900-25-096315
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