secwatch / observer
8-K filed October 6, 2025, 7:59 PM ET ticker RILY CIK 0001464790
regulatory confidence high sentiment negative materiality 0.75

BRC Group Holdings, Inc. (RILY): Nasdaq/NYSE listing notice — B. Riley receives Nasdaq delisting notice for late Q1 and Q2 2025 10-Qs; will seek hearing

BRC Group Holdings, Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BRC Group Holdings, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5800).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
late filing
Rules
5800
Exact text from the filing
fect and will not immediately result in the suspension of trading or delisting of the Company’s securities. The Staff Determination Letter notified the Company that it may request a hearing before a Nasdaq Hearings Panel (“Hearings Panel”), pursuant to the procedures set forth in the Nasdaq Listing Rule 5800 Series. A request for a hearing regarding one or more delinquent filings will automatically stay the suspension of the Company’s securities for a period of at least 15 calendar days from the date of the hearing request. By Nasdaq rule, when a company requests a hearing for one or more late
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20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

BRC Group Holdings, Inc. filing history →

Source: SEC EDGAR
accession 0001213900-25-096621
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