secwatch / observer
8-K filed October 7, 2025, 7:59 PM ET ticker UGRO CIK 0001706524
regulatory confidence high sentiment negative materiality 0.85

urban-gro, Inc. (UGRO): Nasdaq/NYSE listing notice — Urban-Gro delisting hearing rescheduled to Oct 14; still non-compliant on three Nasdaq rules

urban-gro, Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

urban-gro, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
minimum bid price
Rules
5550(a)(2)
Exact text from the filing
August 28, 2025, the Company received a determination letter (the “Determination”) from Nasdaq stating that Nasdaq had determined that the Company did not regain compliance with the Minimum Bid Requirement by August 25, 2025. The Determination stated that the failure to comply with the Minimum Bid Requirement during the compliance period would serve as an additional basis for delisting the Company’s securities from the Nasdaq Capital Market and would be considered by a Hearings Panel (the “Panel”), in addition to the Company’s failure to comply with (i) Nasdaq Listing Rule 5250(c)(1) due to th
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.85

urban-gro, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
late filing
Rules
5250(c)(1)
Exact text from the filing
August 18, 2025, Nasdaq notified the Company that it had determined (the “Prior Determination”) that the Company was not in compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement. The Company requested a hearing before the Panel, which hearing has been rescheduled from the previously-reported date of October 7, 2025 to October 14, 2025. There can be no assurance that the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1), or will otherwise be in compliance with other applicable Nasdaq Listing Rules, or th
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

urban-gro, Inc. received a nasdaq delisting notice notice regarding stockholders equity (rules 5550(b)(1)).

Exchange
nasdaq
Notice
delisting notice
Deficiency
stockholders equity
Rules
5550(b)(1)
Exact text from the filing
August 18, 2025, Nasdaq notified the Company that it had determined (the “Prior Determination”) that the Company was not in compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement. The Company requested a hearing before the Panel, which hearing has been rescheduled from the previously-reported date of October 7, 2025 to October 14, 2025. There can be no assurance that the Company will be able to regain compliance with Nasdaq Listing Rules 5550(a)(2), 5250(c)(1) and/or 5550(b)(1), or will otherwise be in compliance with other applicable Nasdaq Listing Rules, or th
View on SEC.gov
Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.85

urban-gro, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
minimum bid price
Rules
5550(a)(2)
Exact text from the filing
February 24, 2025, urban-gro, Inc. (the “Company”) received a deficiency letter from the Listing Qualifications Department of Nasdaq notifying the Company that, for the last 30 consecutive business days, the bid price for the Company’s common stock, par value $0.001 per share (the “Common Stock”) had closed at a price of below $1.00 per share, which is the minimum closing price required to maintain continued listing on the Nasdaq Capital Market under Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Requirement”). Also as previously reported, on August 28, 2025, the Company received a determina
View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

urban-gro, Inc. filing history →

Source: SEC EDGAR
accession 0001213900-25-096824
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