urban-gro, Inc. (UGRO): Nasdaq/NYSE listing notice — Nasdaq grants urban-gro conditional continued listing with deadlines through Jan 2026

urban-gro, Inc.

Received Oct 30, 2025 notice that hearing panel granted continued listing subject to conditions.
Must regain compliance with timely filing and minimum $2.5M stockholders' equity by Dec 31, 2025.
Must regain compliance with $1.00 bid price rule by Jan 28, 2026.
Company previously disclosed non-compliance with these three rules on Aug 28, 2025.
No assurance of regaining compliance; delisting risk remains.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

urban-gro, Inc. received a nasdaq hearing update notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: hearing update
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

October 30, 2025, the Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company’s request to continue its listing on The Nasdaq Capital Market, subject to certain conditions. Specifically, the Panel conditioned the Company’s continued listing on the Company regaining compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement on or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period, the Company is required to provide prompt notificati

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

urban-gro, Inc. received a nasdaq hearing update notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: hearing update
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

October 30, 2025, the Company received a notice from Nasdaq notifying the Company that the Panel had determined to grant the Company’s request to continue its listing on The Nasdaq Capital Market, subject to certain conditions. Specifically, the Panel conditioned the Company’s continued listing on the Company regaining compliance with the Timely Filing Requirement and the Stockholders’ Equity Requirement on or before December 31, 2025 and regaining compliance with the Bid Price Rule on or before January 28, 2026. During the exception period, the Company is required to provide prompt notificati

View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

urban-gro, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-25-104384

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