8-K
filed November 17, 2025, 6:59 PM ET
CIK 0001922858
leadership
confidence high
sentiment neutral
materiality 0.60
ECD Automotive Design CPO and CXO depart; discloses prior Nasdaq warrant rule violation
ECD Automotive Design, Inc.
- Emily Humble (CPO) and Thomas Humble (CXO) terminated Nov 11, 2025; Emily remains on board.
- Severance: $172k cash each plus $32k/month in stock for six months starting May 2026.
- Nasdaq notified company that Sept 2025 warrant issuance violated Rule 5635(d); amended Oct 1.
- Departure reason cited as personal, no disagreement with company operations.
Machine-readable event card
- schema_version
- secwatch.filing_event.v1
- accession
- 0001213900-25-111620
- form_type
- 8-K
- ticker
- null
- cik
- 0001922858
- company_name
- ECD Automotive Design, Inc.
- filed_at
- 2025-11-17T23:59:59+00:00
- discovered_at
- 2026-05-14T18:02:41.077347+00:00
- generated_at
- 2026-05-16T19:24:20.971982+00:00
- sec_items
- ["3.01", "5.02", "9.01"]
- event_type
- leadership
- sentiment
- neutral
- materiality_score
- 0.6
- calibrated_materiality_score
- 0.6
- confidence
- high
- secwatch_canonical_url
- https://secwatch.observer/filing/0001213900-25-111620
- json_url
- https://secwatch.observer/filing/0001213900-25-111620.json
- markdown_url
- https://secwatch.observer/filing/0001213900-25-111620.md
- text_url
- https://secwatch.observer/filing/0001213900-25-111620.txt
- edgar_index_url
- https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/0001213900-25-111620-index.htm
- edgar_primary_document_url
- https://www.sec.gov/Archives/edgar/data/1922858/000121390025111620/ea0265947-8k_ecdauto.htm
- generated_by_model
- deepseek-v4-flash:cloud@v2
- review_status
- machine_generated
- human_reviewed
- false
- corrected
- false
- correction_note
- null
- correction_timestamp
- null
- superseded_by
- null
Comparable filings
INV
Innventure appoints John Hewitt to board, nominates Catriona Fallon after director resignation
Innventure, Inc.
April 30, 2026, 7:59 PM ET
leadership
Items 3.01, 5.02, 8.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 5.02, 9.01
same event type: leadership
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
April 29, 2026. On April 29, 2026, the Company informed The Nasdaq Stock Market LLC (“Nasdaq”) that, as a result of Mr. Hennessy’s resignation from the Board and the Audit Committee, the Company was rendered noncompliant
Filing page
SEC filing
ILLR
Triller gets Nasdaq bid-price exception until June 30, 2026
Triller Group Inc.
June 2, 2026, 8:26 AM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 29, 2026, the Nasdaq Hearings Panel (the
“Panel”) notified Triller Group Inc. (“Triller” or the “Company”) that the Panel determined to grant
Triller an exception to the Listing Rules of The Nasdaq Stock Market (“Nasdaq” or the “Exchange”) until June 30,
2026 in order to regain compliance with Listing Rule 5550(a)(2) (the “Bid Price Rule”). As previously disclosed on April 24, 2026, following
a successful appeal by the Company to the Nasdaq Stock Market Listing and Hearing Review Council (the “Listing Council”) which
modified a previous December 26, 2025 decision by a Nasdaq Hearings Panel
Filing page
SEC filing
GENC
Gencor receives NYSE American delinquency notice for late Q2 2026 10-Q filing
GENCOR INDUSTRIES INC
June 1, 2026, 4:09 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 19, 2026, Gencor Industries, Inc. (the “Company”) received a notice (the “Delinquency Notification”) from NYSE Regulation (the “NYSE”) indicating the Company was not in compliance with the NYSE American LLC (“NYSE American”) continued listing standards as a result of its failure to timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the Securities and Exchange Commission (“SEC”) prior to May 18, 2026, the end of the extension period provided by Form 12b-25, and as a result was subject to the procedures set forth in Section 1007 of the NY
Filing page
SEC filing
CSAI
Cloudastructure receives Nasdaq delinquency notice for late Q1 10-Q filing
CLOUDASTRUCTURE, INC.
May 29, 2026, 5:09 PM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 26, 2026, Cloudastructure,
Inc. (the “Company”) received a notice (the “Notice”) from the Nasdaq Listing Qualifications staff of The Nasdaq
Stock Market LLC (“Nasdaq”) indicating that, as a result of not having timely filed its Quarterly Report on Form 10-Q for
the period ended March 31, 2026 (“Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which
requires timely filing of all required periodic financial reports with the Securities and Exchange Commission. The Company requires additional
time to review and confirm the accounting treatment for its outstand
Filing page
SEC filing
GURE
Gulf Resources receives Nasdaq delisting notice for late Q1 2026 10-Q filing
GULF RESOURCES, INC.
May 29, 2026, 4:45 PM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 26, 2026, Gulf Resources
(the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq
Stock Market LLC (“Nasdaq”), indicating that, as a result of not having timely filed its quarterly report on Form 10-Q for
the quarter ended March 31, 2026 (the “Form 10-Q”), and the Company remains delinquent in filing its annual report on Form
10-K for the year ended December 31, 2025 (the “Initial Delinquent Filing”), the Company is in non-compliance with Nasdaq
Listing Rule 5250(c)(1), which requires timely filing all required periodic financial reports wit
Filing page
SEC filing
FTHM
Fathom Holdings receives Nasdaq notice for late Q1 2026 10-Q filing; 60 days to submit plan
Fathom Holdings Inc.
May 29, 2026, 4:15 PM ET
regulatory
Items 3.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 22, 2026, Fathom Holdings Inc. (the “Company”) received a notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”), the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of all required periodic financial reports with the Securities and Exchange Commission (the “Filing Requirement”). In accordance with Nasdaq’s listing rules, the Company has 60 calendar days from the date of the notification letter
Filing page
SEC filing
CDT
CDT Equity receives Nasdaq deficiency letter for late Q1 10-Q filing; has until July 20 to submit plan
CDT Equity Inc.
May 28, 2026, 4:30 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 21, 2026, CDT Equity Inc. (the “Company”) received a deficiency letter (the “Notice”) from the Nasdaq Listing
Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in compliance with
Nasdaq Listing Rule 5250(c)(1) (the “Periodic Filing Requirement”) because the Company did not file its Quarterly Report
on Form 10-Q for the three-month period ended March 31, 2026 (the “Form 10-Q”) in a timely manner, as required for continued
listing on The Nasdaq Capital Market. The Notice has no immediate effect on the listing or trading of the Company’s
Filing page
SEC filing
GWAV
Greenwave receives second Nasdaq delinquency notice for late Q1 2026 10-Q filing
Greenwave Technology Solutions, Inc.
May 27, 2026, 5:25 PM ET
regulatory
Items 3.01, 7.01, 9.01
same fact type: exchange_compliance_notice
same SEC item: 3.01, 9.01
similar materiality
This filing
November 11, 2025, ECD Automotive Design, Inc. (the “Company”)
received a telephone call (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that,
the warrant the Company issued to pay outstanding legal fees on September 24, 2025 (the “Warrant”) violated Nasdaq Rule 5635(d)
(the “Rule”). The Company amended the Warrant on October 1, 2025 to make the Warrant compliant with the Rule. Nasdaq requested
that the Company publicly disclose that the Company was in violation of the Rule upon issuance of the Warrant and that the Company regained
compliance with the Rule when
Comparable filing
May 21, 2026, the Company received an additional delinquency notification letter (the “Notice”) from Nasdaq due to the Company’s
failure to timely file its Quarterly Report on Form 10-Q for the fiscal quarter ended March
Filing page
SEC filing
This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice.
See methodology for how this pipeline works.