secwatch / observer
8-K filed November 24, 2025, 6:59 PM ET ticker SPWR CIK 0001838987
regulatory confidence high sentiment negative materiality 0.75

SunPower Inc. (SPWR): Nasdaq/NYSE listing notice — SunPower receives Nasdaq deficiency notice for late Q3 filing; issues $2M convertible note to CEO

SunPower Inc.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

SunPower Inc. incurred convertible notes of $2,000,000 with a trust controlled by Thurman J. Rodgers at 12% interest rate maturing July 1, 2029.

Instrument
convertible notes
Principal
$2,000,000
Counterparty
a trust controlled by Thurman J. Rodgers
Rate
12% interest rate
Maturity
July 1, 2029
Event
incurrence
Exact text from the filing
On November 20, 2025, SunPower Inc. (the "Company") issued a convertible promissory note in the original principal amount of $2,000,000 (the "Note") to a trust controlled by Thurman J. Rodgers, the Company’s Chief Executive Officer and Executive Chairman.
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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

SunPower Inc. issued convertible note to a trust controlled by Thurman J. Rodgers for $2,000,000.

Security
convertible note
Purchaser
a trust controlled by Thurman J. Rodgers
Consideration
$2,000,000
Exact text from the filing
1.01 Entry Into a Material Definitive Agreement. On November 20, 2025, SunPower Inc. (the “Company”) issued a convertible promissory note in the original principal amount of $2,000,000 (the “Note”) to a trust controlled by Thurman J. Rodgers, the Company’s Chief Executive Officer and Executive Chairman. The Note bears a 12% interest rate. The Note is a general
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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

SunPower Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange
nasdaq
Notice
deficiency notice
Deficiency
late filing
Rules
5250(c)(1)
Exact text from the filing
November 19, 2025, the Company received an expected letter from the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that, as a result of the Company’s delay in filing its Quarterly Report on Form 10-Q for the quarter ended September 28, 2025 (the “Q3 Form 10-Q”), the Company was not in compliance with the timely filing requirements for continued listing under Nasdaq Listing Rule 5250(c)(1). The Nasdaq letter has no immediate effect on the listing or trading of the Company’s common stock or warrants. The Company’s Form 12b-25 notice (the “Form 12b-25”) filed wi
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41 debt financings filed in the last 30 days. Browse all debt financings →

SunPower Inc. filing history →

Source: SEC EDGAR
accession 0001213900-25-114179
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