BRC Group Holdings, Inc. (RILY): Nasdaq/NYSE listing notice — B. Riley receives Nasdaq delinquency notice for Q3 10-Q; granted filing extension to Jan 20, 2026

BRC Group Holdings, Inc.

Received expected Nasdaq delinquency notice for delayed Q3 10-Q; no immediate effect on listing.
Nasdaq Panel granted exception: Q2 10-Q due Dec 23, 2025; Q3 10-Q due Jan 20, 2026.
Q1 10-Q filed Nov 18, 2025; 2024 10-K filed Sep 19, 2025.
Company intends to take all actions to regain compliance and maintain listing.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BRC Group Holdings, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1), 5810(b)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1), 5810(b)

Exact text from the filing

November 21, 2025, B. Riley Financial, Inc. (the “Company”) received an expected delinquency notification letter from Nasdaq, pursuant to Nasdaq Listing Rule 5810(b). The letter indicated that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Filing Rule”) as a result of the delayed filing of the Company’s Form 10-Q for the period ended September 30, 2025 (the “Third Quarter 10-Q”). As previously disclosed on November 19, 2025, the Company participated in a hearing with a Nasdaq Hearings Panel (the “Panel”) on November 4, 2025 in connection with the Company’s non-comp

View on SEC.gov

20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

BRC Group Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-25-115932

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.