Capstone reduces conversion price on $2.27M of convertible notes to $0.75

Capstone Holding Corp.

On Nov 28, 2025, agreed to lower conversion price to $0.75 for $500,744.01 of July 2025 note and $1,772,856.21 of October 2025 note.
Remaining $1,772,856.21 of October 2025 note retains $1.10 conversion price.
Notes were originally issued with 8.34% original issue discount; investor is 3i, LP.
Adjustment is voluntary per Section 7(h) of the notes; board approval and transfer agent confirmation required.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Capstone Holding Corp. entered into Purchase Agreement with an institutional investor valued at up to $10,909,885 (effective 2025-07-29).

Action: entry
Agreement: equity purchase
Counterparty: an institutional investor
Value: up to $10,909,885
Effective: 2025-07-29

Exact text from the filing

Capstone Holding Corp. (the " Company ") entered into a securities purchase agreement (the " Purchase Agreement ") with an institutional investor (the " Buyer "), pursuant to which the Company authorized the issuance of senior secured convertible notes to the Buyer, in the aggregate original principal amount of up to $10,909,885

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38 material agreements filed in the last 30 days. Browse all material agreements →

Capstone Holding Corp. filing history →

Source: SEC EDGAR

accession 0001213900-25-116037

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