urban-gro, Inc. (UGRO): Nasdaq/NYSE listing notice — Urban-gro receives Nasdaq delisting notice for annual meeting non-compliance

urban-gro, Inc.

On Jan 6, 2026, Nasdaq notified urban-gro of non-compliance with Listing Rule 5620(a) for failing to hold annual meeting within 12 months of prior fiscal year end.
Company must present views on the new deficiency by Jan 9, 2026; intends to request extension to comply.
Company still faces ongoing delisting risks for bid price, delayed filings, and minimum equity, with conditional deadlines through Jan 28, 2026.
If delisted, stock liquidity and price could suffer materially; company may be unable to raise capital or trigger defaults under agreements.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

urban-gro, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a)

Exact text from the filing

January 6, 2026, the Company received a determination letter (the “Letter”) from Nasdaq stating that because the Company did not hold an annual meeting of stockholders within twelve months from the Company’s prior fiscal year end as required by Nasdaq Listing Rule 5620(a) (the “Annual Meeting Requirement”), the resulting non-compliance would be an additional basis for delisting the Company’s securities. The Letter notified the Company that the Panel would consider the matter in their decision regarding the Company’s continued listing on the Nasdaq Capital Market, and requested that the Company

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urban-gro, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-26-002552

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