Capstone Holding Corp. (CAPS): Nasdaq/NYSE listing notice — Capstone receives Nasdaq deficiency notice for bid price below $1.00

Capstone Holding Corp.

Nasdaq notified Capstone on Jan 7, 2026 that bid price closed below $1.00 for 30 consecutive days.
Company has 180 calendar days, until July 6, 2026, to regain compliance.
If not compliant by July 6, may qualify for additional 180 days if other standards met.
Stock continues trading on Nasdaq Capital Market under symbol CAPS.
Company intends to monitor and consider options but no assurance of regaining compliance.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

Capstone Holding Corp. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

January 7, 2026, Capstone Holding Corp. (the “Company”) received a deficiency letter from the Nasdaq Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that, for the last 30 consecutive business days, the closing bid price for the Company’s common stock has been below the minimum $1.00 per share required for continued listing on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). The Nasdaq deficiency letter has no immediate effect on the listing of the Company’s common stock, a

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Capstone Holding Corp. filing history →

Source: SEC EDGAR

accession 0001213900-26-003008

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