RiskOn International, Inc.: Nasdaq/NYSE listing notice — RiskOn receives additional Nasdaq delisting notice due to bid price at or below $0.10 for 10 days

RiskOn International, Inc.

Letter dated March 22, 2024: closing bid price ≤ $0.10 for 10 consecutive trading days.
New deficiency adds basis for delisting; will be considered by Hearings Panel along with prior appeal.
Panel heard company's appeal on Feb 29, 2024; no decision yet.
Earlier Nov 22, 2023 notice for bid price below $1.00; compliance period ends April 30, 2024.
Company has already provided its response to the Panel regarding the new deficiency.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

RiskOn International, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5810(c)(3)(A)(iii), 5550(a)(2)).

Exchange: nasdaq
Notice: delisting notice
Deficiency: minimum bid price
Rules: 5810(c)(3)(A)(iii), 5550(a)(2)

Exact text from the filing

March 22, 2024, RiskOn International, Inc., a Nevada corporation (the “ Company ”) received a letter (the “ Letter ”) from the Listing Qualifications staff (the “ Staff ”) of the Nasdaq Stock Market LLC (“ Nasdaq ”) notifying the Company that the Staff has determined the Company’s securities had a closing bid price of $0.10 or less for at least ten consecutive trading days. Accordingly, the Company is subject to the provisions contemplated under Nasdaq Listing Rule 5810(c)(3)(A)(iii). As previously disclosed, the Company has appealed a prior determination of the Staff to delist the Company’s c

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Source: SEC EDGAR

accession 0001214659-24-005473

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