8-K
filed January 6, 2025, 6:59 PM ET
CIK 0001239819
regulatory
confidence high
sentiment negative
materiality 0.95
LUNA INNOVATIONS INC: Nasdaq/NYSE listing notice — Luna Innovations to be delisted from Nasdaq; shares move to OTC Expert Market
LUNA INNOVATIONS INC
- Trading suspended Jan 7, 2025; Nasdaq will file Form 25 to effect formal delisting.
- Company unable to file delinquent periodic reports (Q3 2024 10-Q, Q2 2024 10-Q, Q1 2024 10-Q, 2023 10-K) by March 27, 2025 deadline.
- Shares expected to trade on OTC Expert Market starting Jan 8, 2025; quotations restricted to eligible investors.
- Also cited non-compliance with Nasdaq Listing Rule 5620(a) for not holding annual meeting within 12 months of fiscal year-end.
- CEO cites operational improvements; plans to provide FY2024 preliminary revenue and bookings update later in January.
Key facts
Extracted from this filing and checked against the source text.
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.9
LUNA INNOVATIONS INC received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).
- Exchange
- nasdaq
- Notice
- delisting notice
- Deficiency
- late filing
- Rules
- 5250(c)(1)
Exact text from the filing
January 3, 2025, the Company received formal notice (the “Notice”) from Nasdaq that trading in the Company’s common stock will be suspended on Nasdaq effective with the open of business on Tuesday, January 7, 2025, and
View on SEC.gov
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.98
LUNA INNOVATIONS INC received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).
- Exchange
- nasdaq
- Notice
- delisting notice
- Deficiency
- late filing
- Rules
- 5250(c)(1)
Exact text from the filing
rs. On January 3, 2025, the Company also received a delinquency notification letter from Nasdaq stating that because the Company has not held an annual meeting of shareholders within twelve months of the Company’s fiscal year ended December 31, 2023, it is not in compliance with Nasdaq Listing Rule 5620(a), which requires listed companies hold an annual meeting of shareholders no later than one year after the end of the company’s fiscal year-end. As previously announced, the Company received earlier notices of non-compliance with respect to with Nasdaq Listing Rule 5250(c)(1) on November 14, 2
View on SEC.gov
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.9
LUNA INNOVATIONS INC received a nasdaq noncompliance notice notice regarding shareholders (rules 5620(a)).
- Exchange
- nasdaq
- Notice
- noncompliance notice
- Deficiency
- shareholders
- Rules
- 5620(a)
Exact text from the filing
January 3, 2025, the Company received formal notice (the “Notice”) from Nasdaq that trading in the Company’s common stock will be suspended on Nasdaq effective with the open of business on Tuesday, January 7, 2025, and
View on SEC.gov
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.95
LUNA INNOVATIONS INC received a nasdaq deficiency notice notice regarding shareholders (rules 5620(a)).
- Exchange
- nasdaq
- Notice
- deficiency notice
- Deficiency
- shareholders
- Rules
- 5620(a)
Exact text from the filing
rs. On January 3, 2025, the Company also received a delinquency notification letter from Nasdaq stating that because the Company has not held an annual meeting of shareholders within twelve months of the Company’s fiscal year ended December 31, 2023, it is not in compliance with Nasdaq Listing Rule 5620(a), which requires listed companies hold an annual meeting of shareholders no later than one year after the end of the company’s fiscal year-end. As previously announced, the Company received earlier notices of non-compliance with respect to with Nasdaq Listing Rule 5250(c)(1) on November 14, 2
View on SEC.gov
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