New York Mortgage Trust appoints Jason T. Serrano as CEO, Mumma becomes Executive Chairman

ADAMAS TRUST, INC.

Jason T. Serrano, current President, becomes CEO effective Jan 1, 2022; initial two-year term.
Steven R. Mumma transitions from CEO to Executive Chairman effective Jan 1, 2022, term through Dec 31, 2022 (extendable).
Mumma will oversee corporate, investment, risk, and capital management; Serrano leads day-to-day operations.
Serrano joined NYMT as President in Jan 2019; prior experience at Oak Hill Advisors, Blackstone, and Moody's.
Mumma had been CEO since Feb 2009 and Chairman since Mar 2015; founded company's go-public in 2004.

item 5.02 item 7.01 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Role change

Steven R. Mumma

Executive Chairman

ADAM · ADAMAS TRUST, INC.

Effective: 2022-01-01
Successor: Jason T. Serrano
Filed: November 16, 2021, 6:59 PM ET

and Steven R. Mumma, who presently serves as the Chairman of the Board and Chief Executive Officer of the Company, as Executive Chairman of the Company, effective on January 1, 2022

Role change

Jason T. Serrano

President and Chief Executive Officer

ADAM · ADAMAS TRUST, INC.

Effective: 2022-01-01
Filed: November 16, 2021, 6:59 PM ET

The Board of Directors of the Company (the “Board”) has appointed Jason T. Serrano as President and Chief Executive Officer of the Company, effective on January 1, 2022

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Steven R. Mumma was appointed as Executive Chairman at ADAMAS TRUST, INC..

Action: appointed
Role: Executive Chairman

Exact text from the filing

and Steven R. Mumma, who presently serves as the Chairman of the Board and Chief Executive Officer of the Company, as Executive Chairman of the Company, effective on January 1, 2022

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Jason T. Serrano was appointed as President and Chief Executive Officer at ADAMAS TRUST, INC..

Action: appointed
Role: President and Chief Executive Officer

Exact text from the filing

The Board of Directors of the Company (the “Board”) has appointed Jason T. Serrano as President and Chief Executive Officer of the Company, effective on January 1, 2022

View on SEC.gov

ADAMAS TRUST, INC. filing history →

Source: SEC EDGAR

accession 0001273685-21-000098

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