secwatch / observer
8-K filed November 13, 2023, 6:59 PM ET ticker AX CIK 0001299709
other material confidence high sentiment neutral materiality 0.15

Axos Financial annual meeting results: directors elected, executive pay approved, stock plan and auditor ratified

Axos Financial, Inc.

Key facts

Extracted from this filing and checked against the source text.

Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Axos Financial, Inc. shareholders approved Advisory vote on named executive officer compensation for fiscal year 2023 at the 2023-11-09 meeting.

Proposal
say on pay
Outcome
passed
Meeting
2023-11-09
Exact text from the filing
The second proposal was to approve in a non-binding and advisory vote, the compensation of the Company’s Named Executive Officers for fiscal year 2023 as disclosed in the Company’s proxy statement.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Axos Financial, Inc. shareholders approved Approval of Amended and Restated 2014 Stock Incentive Plan at the 2023-11-09 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-11-09
Exact text from the filing
The fourth proposal was to approve the Amended and Restated 2014 Stock Incentive Plan.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Axos Financial, Inc. shareholders voted on Advisory vote on frequency of future advisory votes on executive compensation at the 2023-11-09 meeting.

Proposal
say on pay frequency
Meeting
2023-11-09
Exact text from the filing
The third proposal was to recommend, in a non-binding and advisory vote, whether future non-binding and advisory stockholder votes on executive compensation should occur every year, every two years, or every three years.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Axos Financial, Inc. shareholders approved Election of Class I Directors at the 2023-11-09 meeting.

Proposal
director election
Outcome
passed
Meeting
2023-11-09
Exact text from the filing
The first proposal was the election of the following Class I directors with terms expiring in 2026: Tamara N. Bohlig, Nicholas A. Mosich, and Edward J. Ratinoff.
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Axos Financial, Inc. shareholders approved Ratification of BDO USA, P.A. as independent auditor for fiscal year 2024 at the 2023-11-09 meeting.

Proposal
auditor ratification
Outcome
passed
Meeting
2023-11-09
Exact text from the filing
The fifth proposal was the ratification of the appointment of BDO USA, P.A. as the Company’s independent public accounting firm for fiscal year 2024.
View on SEC.gov

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Axos Financial, Inc. filing history →

Source: SEC EDGAR
accession 0001299709-23-000303
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