Axos Financial elects Sara Wardell-Smith as independent director effective Dec 1, 2023

Axos Financial, Inc.

Sara Wardell-Smith elected to boards of Axos Financial (NYSE: AX) and Axos Bank, effective December 1, 2023.
She is a former head of Visa's North America commercial business and former EVP at Wells Fargo.
Will receive 4,500 restricted stock units vesting over one year under standard director compensation plan.
Serves as Class II director with term expiring at 2024 Annual Meeting; expected to join board committees.
Board determined she is independent under SEC and NYSE standards.

item 5.02 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Sara Wardell-Smith

Director

AX · Axos Financial, Inc.

Effective: 2023-12-01
Filed: November 29, 2023, 6:59 PM ET

On November 27, 2023, the Board of Directors of Axos Financial, Inc. (the “Company”) and Axos Bank (the “Bank”) increased the number of directors and elected Sara Wardell‐Smith as a new director of each of the Board of Directors of the Company and the Bank, effective as of December 1, 2023.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Sara Wardell-Smith was elected as Director at Axos Financial, Inc..

Action: elected
Role: Director

Exact text from the filing

On November 27, 2023, the Board of Directors of Axos Financial, Inc. (the “Company”) and Axos Bank (the “Bank”) increased the number of directors and elected Sara Wardell‐Smith as a new director of each of the Board of Directors of the Company and the Bank, effective as of December 1, 2023.

View on SEC.gov

Axos Financial, Inc. filing history →

Source: SEC EDGAR

accession 0001299709-23-000305

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.