Compass Group Diversified Holdings LLC: Nasdaq/NYSE listing notice — CODI receives NYSE non-compliance notice for missing annual meeting due to restatement delay

Compass Group Diversified Holdings LLC

NYSE letter dated Jan 2, 2026 citing failure to hold annual meeting in fiscal 2025.
Missed meeting due to need to complete restatement of FY 2022-2024 financials.
Amended 10-K filed Dec 8, 2025; CODI intends to hold meeting as soon as practicable.
CODI added to NYSE non-compliant list; ticker symbols to get .BC indicator.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Compass Group Diversified Holdings LLC received a nyse deficiency notice notice regarding other (rules 302).

Exchange: nyse
Notice: deficiency notice
Rules: 302

Exact text from the filing

January 2, 2026, Compass Diversified Holdings (the “ Trust ” and, together with Compass Group Diversified Holdings LLC, “ CODI ”) received a letter from the New York Stock Exchange (the “ NYSE ”) informing CODI that it is non-compliant with the corporate governance listing standards set forth in Section 302 of the New York Stock Exchange Listed Company Manual (the “ Listed Company Manual ”), which requires issuers to hold an annual meeting during each fiscal year. CODI was unable to hold an annual meeting during its 2025 fiscal year due to the need to complete the restatement of its financial

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Source: SEC EDGAR

accession 0001345126-26-000005

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