RBB Bancorp (RBB): Nasdaq/NYSE listing notice — RBB Bancorp receives NASDAQ delisting notice due to late Q3 2022 10-Q filing

RBB Bancorp

Received NASDAQ deficiency notice on Nov 21, 2022 for failing to file Q3 2022 Form 10-Q by the Nov 9, 2022 deadline.
Company recently appointed Crowe LLP as new auditor on Sep 26, 2022; needs more time for SOX control reviews.
Has 60 days (until Jan 20, 2023) to submit a compliance plan to NASDAQ; expects to file 10-Q by Dec 15, 2022.
If plan accepted, NASDAQ may grant up to 180 days (until May 8, 2023) to regain compliance.
No immediate effect on listing or trading of RBB common stock, though further delays may impact listing.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

RBB Bancorp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 21, 2022, RBB Bancorp (the “Company”) received a notice (the “Notice”) from The NASDAQ Stock Market (“NASDAQ”) stating that because the Company had not yet filed its Quarterly Report on Form 10-Q for the third quarter ended September 30, 2022 (the “Form 10-Q”), the Company is no longer in compliance with NASDAQ Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the “SEC”). The Notice states that the Company has 60 calendar days from November 21, 2022, to s

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

RBB Bancorp filing history →

Source: SEC EDGAR

accession 0001437749-22-028070

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