MIND TECHNOLOGY, INC (MIND): Nasdaq/NYSE listing notice — MIND Tech transfers to Nasdaq Capital Market; gets 180-day extension on bid price rule

MIND TECHNOLOGY, INC

Approved transfer from Nasdaq Global Select to Nasdaq Capital Market effective Jan 26, 2023.
Common stock (MIND) and preferred stock (MINDP) continue trading under same symbols.
Received 180-day extension until July 24, 2023 to regain $1.00 minimum bid price compliance.
Company may pursue reverse stock split to cure deficiency; no assurance of compliance.
Non-compliance originally reported July 27, 2022; listing transfer was required for additional time.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

MIND TECHNOLOGY, INC received a nasdaq extension granted notice regarding minimum bid price (rules 5810(c)(3)(H)).

Exchange: nasdaq
Notice: extension granted
Deficiency: minimum bid price
Rules: 5810(c)(3)(H)

Exact text from the filing

at $1.00 or more for a minimum of 10 consecutive business days, the Staff will provide written notification to the Company that it has regained compliance with the Bid Price Requirement, unless the Staff exercises its discretion to extend this 10 business day period pursuant to Nasdaq Listing Rule 5810(c)(3)(H). If the Company does not regain compliance with the Bid Price Requirement by the applicable date, the Staff will provide written notification that the Company’s common stock will be delisted. At that time, the Company may appeal the Staff’s determination to a Nasdaq Listing Qualificati

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Source: SEC EDGAR

accession 0001437749-23-001790

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