RBB Bancorp (RBB): Nasdaq/NYSE listing notice — RBB Bancorp receives Nasdaq deficiency notice for late 10-K; files on April 7

RBB Bancorp

Nasdaq notice on April 3, 2023 for missing March 31, 2023 Form 10-K deadline.
Company cites need for more time to complete SOX controls and financial review.
Notice has no immediate effect on listing or trading of RBB common stock.
Form 10-K for year ended Dec 31, 2022 filed on April 7, 2023.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

RBB Bancorp received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 3, 2023, RBB Bancorp (the “Company”) received a notice (the “Notice”) from The NASDAQ Stock Market (“Nasdaq”) stating that because the Company has not yet filed its Annual Report on Form 10-K for the year ended December 31, 2022 (the “Form 10-K”), the Company is no longer in compliance with Nasdaq Listing Rule 5250(c)(1). Nasdaq Listing Rule 5250(c)(1) requires listed companies to timely file all required periodic financial reports with the Securities and Exchange Commission (the “SEC”). The Company was unable to file the Form 10-K, without unreasonable effort and expense, as the Company

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RBB Bancorp filing history →

Source: SEC EDGAR

accession 0001437749-23-009748

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