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8-K/A filed October 13, 2023, 7:59 PM ET ticker MIND CIK 0000926423
other material confidence high sentiment neutral materiality 0.55

MIND Technology effects 1-for-10 reverse stock split to regain Nasdaq compliance

MIND TECHNOLOGY, INC

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

MIND TECHNOLOGY, INC: Fourth Certificate of Amendment to Preferred Stock Certificate to adjust share and exchange caps proportionally to the reverse stock split (effective 2023-10-12).

Change
charter amendment
Effective
2023-10-12
Exact text from the filing
in connection with the Reverse Stock Split, on October 12, 2023, the Company filed with the Secretary of State of the State of Delaware a Fourth Certificate of Amendment (the "Fourth Amendment") of Certificate of Designations, Preferences and Rights of 9.00% Series A Cumulative Preferred Stock (the "Preferred Stock Certificate") to increase the Share Cap, as defined in the Preferred Stock Certificate, and decrease the Exchange Cap, as defined in the Certificate of Designations, on a pro rata basis in proportion with the one-for-ten ratio of the Reverse Stock Split.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

MIND TECHNOLOGY, INC: Certificate of Amendment to Charter filed to effect a 1-for-10 reverse stock split (effective 2023-10-13).

Change
charter amendment
Effective
2023-10-13
Exact text from the filing
On October 12, 2023, the Company filed with the Secretary of State of the State of Delaware a Certificate of Amendment to its Charter (the "Charter Amendment") to effect the Reverse Stock Split. The Charter Amendment will become effective at 5:00 p.m. Eastern Time on October 13, 2023.
View on SEC.gov

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MIND TECHNOLOGY, INC filing history →

Source: SEC EDGAR
accession 0001437749-23-028215
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