Windtree raises ~$1.0M via Series C preferred stock and warrants; exercise price $4.11

WINDTREE THERAPEUTICS INC /DE/

Private placement of 1,250 Series C Convertible Preferred Shares and warrants for 267,380 common shares.
Gross proceeds of approximately $1.0 million; expected closing July 29, 2024.
Warrants exercisable at $4.11 per share, six-month lockout, expire five years after.
Proceeds for working capital; stockholder approval needed for conversion shares.
Registration rights agreement to file resale registration statement within 30 days of closing.

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