Rocky Mountain Chocolate Factory, Inc. (RMCF): Nasdaq/NYSE listing notice — Rocky Mountain Chocolate Factory transfers to Nasdaq Capital Market after equity deficiency

Rocky Mountain Chocolate Factory, Inc.

Nasdaq approved voluntary transfer from Global Market to Capital Market, effective July 24, 2025.
Company was notified Jan 21, 2025 of non-compliance with $10M minimum stockholders' equity requirement.
Common stock continues trading under symbol RMCF on the Nasdaq Capital Market.
Transfer follows continued listing deficiency with no material change in trading mechanics.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Rocky Mountain Chocolate Factory, Inc. received a nasdaq noncompliance notice notice regarding stockholders equity (rules 5450(b)(1)(A)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: stockholders equity
Rules: 5450(b)(1)(A)

Exact text from the filing

January 21, 2025, Rocky Mountain Chocolate Factory, Inc. (the “Company”) was notified by the Nasdaq Stock Market LLC (“Nasdaq”) that the Company was not in compliance with the minimum stockholders’ equity requirement for continued listing on The Nasdaq Global Market under Nasdaq Listing Rule 5450(b)(1)(A) (the “Rule”). The Rule requires companies listed on The Nasdaq Global Market to maintain stockholders’ equity of at least $10,000,000. On July 22, 2025, Nasdaq notified the Company that it had approved the Company’s voluntary application to transfer its listing from The Nasdaq Global Market t

View on SEC.gov

19 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Rocky Mountain Chocolate Factory, Inc. filing history →

Source: SEC EDGAR

accession 0001437749-25-023319

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.